I imagine what I want to write in my case, I write it in the search engine and I get exactly what I wanted. Thank you!
Valentina R., lawyer
(EU trade mark — Invalidity proceedings — Three-dimensional EU trade mark — Shape of a lighter with a lateral fin, featuring the word element CLIPPER — Shape necessary to obtain a technical result — No distinctive character — Article 7(1)(b) and (e)(ii) of Regulation (EC) No 207/2009 — No description of the mark in the application for registration)
In Case T‑580/15,
Flamagas, SA, established in Barcelona (Spain), represented by I. Valdelomar Serrano, G. Hinarejos Mulliez and D. Gabarre Armengol, lawyers,
applicant,
European Union Intellectual Property Office (EUIPO), represented by D. Hanf, acting as Agent,
defendant,
the other party to the proceedings before the Board of Appeal of EUIPO, intervener before the General Court, being
MatMind Srl, established in Rome (Italy), represented by G. Cipriani and M. Cavattoni, lawyers,
ACTION brought against the decision of the First Board of Appeal of EUIPO of 30 July 2015 (Case R 924/2013-1), relating to invalidity proceedings between MatMind and Flamagas,
composed of H. Kanninen, President, L. Calvo-Sotelo Ibáñez-Martin and I. Reine (Rapporteur), Judges,
Registrar: E. Coulon,
having regard to the application lodged at the Court Registry on 6 October 2015,
having regard to the response of EUIPO lodged at the Court Registry on 27 January 2016,
having regard to the response of the intervener lodged at the Court Registry on 2 February 2016,
having regard to the change in the composition of the Chambers of the General Court,
having regard to the fact that no request for a hearing was submitted by the main parties within three weeks after service of notification of the close of the written part of the procedure, and having decided to rule on the action without an oral part of the procedure, pursuant to Article 106(3) of the Rules of Procedure of the General Court,
gives the following
1On 24 November 2005 the applicant, Flamagas, SA, filed an application for registration of an EU trade mark with the European Union Intellectual Property Office (EUIPO) pursuant to Council Regulation (EC) No 40/94 of 20 December 1993 on the Community trade mark (OJ 1994 L 11, p. 1), as amended (replaced by Council Regulation (EC) No 207/2009 of 26 February 2009 on the European Union trade mark (OJ 2009 L 78, p. 1)).
2Registration as a mark was sought for the three-dimensional sign reproduced below:
3The goods and services in respect of which registration was sought come within Classes 4, 34 and 35 of the Nice Agreement concerning the International Classification of Goods and Services for the Purposes of the Registration of Marks of 15 June 1957, as revised and amended, and correspond, for each of those classes, to the following description:
– Class 4: ‘Fuel gas, compressed’;
– Class 34: ‘Lighters for smokers’;
– Class 35: ‘Advertising, business management, business administration, office functions, including advertising relating to import, export, sole agencies and representation services for lighters of all kinds for smokers.’
4The mark was registered on 21 December 2006 under No 004758652, and published in Community Trade Marks Bulletin No 1/2007 of 8 January 2007.
5On 6 July 2011, the intervener, MatMind srl, filed an application for a declaration of invalidity of the mark at issue in respect of all the goods and services which it covers, relying on absolute grounds for invalidity set out in Article 7(1)(a) to (c) and 7(e)(i) and (ii), read in conjunction with Article 52(1)(a), of Regulation No 207/2009. In its submissions setting out the grounds for its application for a declaration of invalidity, the intervener submitted images of other cylindrical lighters with a view to demonstrating that the shape of the mark at issue was not distinctive in regard to the norms of the relevant sector.
6Other images of lighters were also submitted by the intervener, including images of many lighters with a cylindrical body/refillable portion created during the 20th century.
7By decision of 22 March 2013, the Cancellation Division rejected the application for a declaration of invalidity of the mark at issue.
8On 21 May 2013, the intervener filed an appeal against the decision of the Cancellation Division, alleging errors of interpretation and analysis of the evidence and facts with regard to Article 7(1)(b) and 7(e)(i) and (ii) of Regulation No 207/2009. On 22 July 2013 the intervener submitted its arguments, together with several items of evidence. That evidence included proof of registration, by the applicant, of two Spanish utility models dating from 1971 under No U0170551 and No U0175088.
9In support of its assertion that the mark at issue was devoid of any ‘inventive step’ or ‘uniqueness’, the intervener also submitted details of the registration of Community design No 000194899-0001 for the product ‘cigarette lighters’, filed on 23 June 2004.
10By decision of 30 July 2015 (‘the contested decision’), the First Board of Appeal of EUIPO upheld the appeal in its entirety. It found that the mark at issue had to be declared invalid on the basis of Article 7(1)(e)(ii), 7(b) and 7(a) of Regulation No 207/2009. It also held that it was not necessary to examine whether the intervener could have requested a declaration by the applicant disclaiming any potential exclusive rights to the shape elements in application, by analogy, of Article 37(2) of Regulation No 207/2009.
11More specifically, the Board of Appeal held, first, that the mark at issue had to be declared invalid on the ground that it was composed of a sign consisting exclusively of the shape of the product necessary to obtain a technical result within the meaning of Article 7(1)(e)(ii) of Regulation No 207/2009. According to the Board of Appeal, that ground for refusal applies to the goods in Classes 4 and 34 covered by the mark at issue. Secondly, it held that the mark at issue also had to be declared invalid under Article 7(1)(b) of Regulation No 207/2009, given that the shape at issue could not be perceived as diverging from the norm or customs of the lighter industry, which prevented it from performing its primary function of indicating the origin of the goods and services which it covers in Classes 4, 34 and 35.
12The Board of Appeal further held, thirdly, that the graphic representation of the mark at issue was not sufficiently clear for the purposes of Article 4 of Regulation No 207/2009, to which Article 7(1)(a) of that regulation refers, in so far as the presence of a word element, with no other clarification, on a mark in respect of which registration had been sought as a ‘three-dimensional mark’ would give rise to confusion as to the scope of the protection applied for. Fourthly, the Board of Appeal stated that it was not necessary to examine the possibilities under Article 37(2) of Regulation No 207/2009, applied by analogy, on the grounds that, on the one hand, it would be impossible to file another application if the main application, in this case the application for a declaration of invalidity of the mark at issue, were to be granted, and, on the other hand, the intervener did not explicitly file a request for a declaration of invalidity under Article 37(2) of Regulation No 207/2009, applied by analogy. The Board of Appeal also concluded that, pursuant to a decision of the Grand Board of Appeal of EUIPO of 4 March 2015, there is no legal basis for disclaiming any potential exclusive rights to the shape elements in application, by analogy, of Article 37(2) of Regulation No 207/2009.
13By application lodged at the Court Registry on 6 October 2015, the applicant brought the present action. The applicant challenges the contested decision on the grounds, in essence, that, contrary to the findings of the Board of Appeal, the mark at issue does not consist exclusively of the shape of the product necessary to obtain a technical result, and that it does have a distinctive character. The applicant also claims that the mark at issue was presented in such a way as to enable the subject matter of the protection applied for to be clearly and precisely determined.
14The applicant claims that the Court should:
– declare the present action admissible;
– annul the contested decision;
– confirm the decision of the Cancellation Division;
– order the intervener to pay the costs of the present proceedings.
15EUIPO contends that the Court should:
– dismiss the action;
– order the applicant to pay the costs incurred by EUIPO in these proceedings.
16The intervener contends that the Court should:
– dismiss the action in its entirety;
– consequently, confirm the contested decision in its entirety;
– order the applicant to pay the costs of the proceedings.
17In support of its application, the applicant raises three pleas in law alleging (i) infringement of Article 7(1)(e)(ii) of Regulation No 207/2009, (ii) infringement of Article 7(1)(b) of that regulation and (iii) infringement of Article 7(1)(a), read in conjunction with Article 4, of that regulation.
18The applicant’s first plea in law comprises two heads of claim relating to, respectively, an error of assessment on the part of the Board of Appeal in its determination of the essential characteristics of the mark at issue and an error of assessment on the part of the Board of Appeal in its evaluation of the functions of those characteristics.
19EUIPO, supported by the intervener, disputes the applicant’s arguments.
20Under Article 7(1)(e)(ii) of Regulation No 207/2009, signs which consist exclusively of the shape of goods which is necessary to obtain a technical result are not to be registered. That provision is a preliminary obstacle liable to prevent a sign consisting exclusively of the shape of a product from being capable of being registered (see, by analogy, judgment of 12 February 2004, Henkel, C‑218/01, EU:C:2004:88, paragraph 36 and the case-law cited).
21In accordance with settled case-law, each of the grounds for refusal to register listed in Article 7(1) of Regulation No 207/2009 must be interpreted in the light of the underlying public interest. In that context, the Court of Justice has stated that Article 7(1)(e)(ii) of that regulation seeks to prevent trade mark law from granting to an undertaking a monopoly on technical solutions or functional characteristics of a product (see judgments of 14 September 2010, Lego Juris v OHIM, C‑48/09 P, EU:C:2010:516, paragraph 43 and the case-law cited, and of 10 November 2016, Simba Toys v EUIPO, C‑30/15 P, EU:C:2016:849, paragraphs 38 and 39 and the case-law cited).
22In particular, when the shape of a product merely incorporates the technical solution developed by the manufacturer of that product and patented by it, protection of that shape as a trade mark once the patent has expired would considerably and permanently reduce the opportunity for other undertakings to use that technical solution. In the system of intellectual property rights developed in the European Union, technical solutions are capable of being granted protection only for a limited period, so that subsequently they may be freely used by all economic operators (judgment of 14 September 2010, Lego Juris v OHIM, C‑48/09 P, EU:C:2010:516, paragraph 46).
23By restricting the ground for refusal set out in Article 7(1)(e)(ii) of Regulation No 207/2009 to signs which consist ‘exclusively’ of the shape of goods which is ‘necessary’ to obtain a technical result, the legislature took due account of the fact that any shape of goods is, to a certain extent, functional and that it would therefore be inappropriate to refuse to register a shape of goods as a trade mark solely on the ground that it has functional characteristics. By the terms ‘exclusively’ and ‘necessary’, that provision ensures that solely shapes of goods which only incorporate a technical solution, and registration of which as a trade mark would therefore actually impede the use of that technical solution by other undertakings, are not to be registered (judgment of 14 September 2010, Lego Juris v OHIM, C‑48/09 P, EU:C:2010:516, paragraph 48).
24
With regard to the shape which is ‘necessary’ to obtain a technical result, that condition does not mean that the shape in question must be the only one capable of achieving that result (see, to that effect, judgment of 14 September 2010, <i>Lego Juris </i>v <i>OHIM</i>, C‑48/09 P, EU:C:2010:516, paragraph 83). Thus, there may be alternative shapes, with other dimensions or another design, capable of achieving the same result. Registration as a trade mark of a purely functional product shape is likely to prevent other undertakings not only from using the same shape, but also from using similar shapes (see, to that effect, judgment of 14 September 2010, <i>Lego Juris </i>v <i>OHIM</i>, C‑48/09 P, EU:C:2010:516, paragraph 56, and Opinion of Advocate-General Szpunar in <i>Simba Toys</i> v <i>EUIPO</i>, C‑30/15 P, EU:C:2016:350, point 55 and the case-law cited).
It is also settled case-law that the correct application of Article 7(1)(e)(ii) of Regulation No 207/2009 requires that the essential characteristics of the three-dimensional sign in question be properly identified by the authority deciding on the application for its registration as a mark (judgment of 6 March 2014, <i>Pi-Design and Others </i>v <i>Yoshida Metal Industry</i>, C‑337/12 P to C‑340/12 P, not published, EU:C:2014:129, paragraph 46). The expression ‘essential characteristics’ must be understood as referring to the most important elements of the sign (judgments of 14 September 2010, <i>Lego Juris </i>v <i>OHIM</i>, C‑48/09 P, EU:C:2010:516, paragraph 69, and of 19 September 2012, <i>Reddig</i> v <i>OHIM — Morleys (Knife handle)</i>, T‑164/11, not published, EU:T:2012:443, paragraph 25).
The identification of the essential characteristics of a sign must be carried out on a case-by-case basis, there being no hierarchy that applies systematically between the various types of elements of which a sign may consist. When determining the essential characteristics of a sign, the competent authority may either base its assessment directly on the overall impression produced by the sign, or first examine in turn each of the components of the sign (see judgment of 14 September 2010, <i>Lego Juris </i>v <i>OHIM</i>, C‑48/09 P, EU:C:2010:516, paragraph 70 and the case-law cited).
Once the sign’s essential characteristics have been identified, EUIPO still has to ascertain whether all of those characteristics perform a technical function with regard to the product in question. Article 7(1)(e)(ii) of Regulation No 207/2009 cannot apply where the application for registration as a trade mark relates to a shape of goods in which a non-functional element, such as a decorative or imaginative element, plays an important role (judgment of 14 September 2010, <i>Lego Juris </i>v <i>OHIM</i>, C‑48/09 P, EU:C:2010:516, paragraphs 52 and 72).
The examination of the function performed by the essential characteristics of a sign consisting of the shape of goods must be carried out by analysing the sign filed with a view to its registration as a mark, and not signs consisting of other shapes of goods. The technical functionality of the characteristics of a shape may be assessed, inter alia, by taking account of the documents relating to earlier patents describing the functional elements of the shape concerned (see, to that effect, judgment of 14 September 2010, <i>Lego Juris</i> v <i>OHIM</i>, C‑48/09 P, EU:C:2010:516, paragraphs 84 and 85).
The two heads of claim raised in the first plea must be examined in the light of those principles, bearing in mind that the contested decision declared the mark at issue invalid on the basis of Article 7(1)(e)(ii) of Regulation No 207/2009 solely in respect of the goods in Classes 4 and 34.
According to the applicant, the Board of Appeal should have taken the word element ‘clipper’ into account when determining the essential characteristics of the mark at issue. The Board of Appeal, the applicant submits, therefore erred when it applied, in the present case, the principles and solutions derived from the judgment of 14 September 2010, <i>Lego Juris </i>v <i>OHIM</i> (C‑48/09 P, EU:C:2010:516), which concerns a ‘purely’ three-dimensional mark, whereas the mark at issue in the present case also contains the word element ‘clipper’. Consequently, according to the applicant, that case-law is not relevant to the present proceedings.
EUIPO, supported by the intervener, replies by contending that the word element ‘clipper’ cannot be perceived as a major non-functional element. First, that element is very small and, second, the applicant made the deliberate choice to focus on the shape of the mark at issue in its application for registration.
In the present case, it follows from paragraphs 25 to 32 of the contested decision that the mark at issue, namely the three-dimensional shape of a lighter, is described as follows by the Board of Appeal: (i) the lighter has the shape of a container for the fuel tank; the straight, longish, cylindrical shape and the fact that it is closed except for the valve on its top are all purely functional elements, common to all containers; the container for the gas does not have any shape of its own; (ii) the flat bottom allows the lighter to stand; (iii) the four black slots are arranged in parallel on each side of the upper part, each upper slot being longer than the next slot below; the intervener explains convincingly that those slots allow the entrance of air to feed the flame from below; (iv) the button, located on the top of the lighter, controls the gas valve, and enters into the fin when pressed; (v) the ignition system, comprising a hood and a push button, is necessarily located at the top of the fuel tank, as the flame will normally burn upwards; (vi) the fin protruding from the general body and terminating almost at the bottom of the lighter serves to help the user identify the orientation of the lighter without looking at it, and to support, protect and control the lever that opens the gas valve; it can also serve as a surface to which a magnet may be affixed; and (vii) the different shades of colour for the bottom part and the top elements correspond to different materials, such as plastic and metal.
The essential character of the characteristics of the mark at issue as described by the Board of Appeal is not called into question by any of the parties. Nonetheless, the applicant takes the view that the description thus established by the Board of Appeal is incomplete on the ground that the word element ‘clipper’ was not taken into account, although it is — in the applicant’s view — an essential characteristic of the shape of the lighter at issue that performs an aesthetic function.
It should be noted that the application form for registration of the mark at issue contains no description of the sign in question, and that only the box ‘three-dimensional mark’ was ticked. In particular, the word element ‘clipper’, very small in size, appears in only one of the five images submitted with the application for registration. In that respect, the applicant did not indicate in any way whatsoever that the word element ‘clipper’ was an important element of the mark at issue, to which the protection afforded to that mark had to extend. That lack of precision is a firm indication of the limited value and importance placed on that word element by the applicant when it filed the application for registration of the mark at issue.
Furthermore, in line with the case-law, it is undisputed that, on filing an application for registration of an EU mark with EUIPO, an applicant makes a choice determining the scope of the protection awarded according to the type of mark applied for. In that regard, EUIPO cannot disregard the choice made by the proprietor in its application and must consequently draw the necessary conclusions in the light of that application (see, to that effect, judgment of 12 November 2013, <i>Gamesa Eólica</i> v <i>OHIM — Enercon (Blended shades of green)</i>, T‑245/12, not published, EU:T:2013:588, paragraphs 35 and 39).
In addition, the requirements of clarity and of lack of ambiguity that flow from Article 4 of Regulation No 207/2009 have the overarching objective of guaranteeing compliance with legal certainty, given that their aim is to ensure that the limits of the protection granted by EUIPO are clear, tangible and fixed, both with regard to the competent authorities and the competitors of the applicant, and with regard to consumers. Those requirements are all the more necessary given that, in accordance with the public interest pursued by Article 7(1)(e)(ii) of Regulation No 207/2009, their purpose is to prevent the creation of a monopoly on a technical solution.
Given that, in its application for registration, the applicant stated that the predominant and essential element of the mark at issue is its shape and that it did not emphasise clearly the importance of the small-size word element ‘clipper’ for the registration of the mark at issue, it is appropriate, particularly in the light of Article 4 of Regulation No 207/2009, to take the view that the essential characteristics of the mark at issue must be limited to the elements constituting the shape itself, that is to say, the elements that are themselves three-dimensional or which define the outline of the three-dimensional shape.
Whatever the case may be, even if it were appropriate to consider that the applicant stressed the importance of the word element ‘clipper’ in the application for registration of the mark at issue, the view would have to be taken, as the Board of Appeal did, that that word element is of a dark grey colour on a light grey background and that it occupies less than one 10th of the front surface of the lighter at issue. Such an element, placed on a small product such as a lighter, is therefore not very visible to consumers. Consequently, even without taking into account the lack of precision in the application for registration with regard to the word element ‘clipper’, that element could not constitute an essential characteristic of the mark at issue, given that it is of minor and secondary importance in relation to the shape of the lighter at issue.
In that context, the applicant’s argument based on the wording of the Guidelines for examination of European Union trade marks and registered Community designs cannot be accepted. It is, admittedly, clear from part B, section 4, chapter 3, paragraph 12, of those Guidelines that the examiner must determine whether the representation of the three-dimensional trade mark contains other elements — such as words or labels — which might confer on the trade mark a distinctive character. However, it is also clear from that paragraph 12 that, in order for a three-dimensional mark to be capable of being registered, any word elements on the three-dimensional shape in question must be clearly visible. Such elements must stand out and immediately attract the consumer’s attention, without any particular attention or effort being required on the consumer’s part.
Since that is not the position here, the applicant’s arguments are not capable of calling into question the Board of Appeal’s finding that excludes the word element ‘clipper’ from the essential characteristics to be taken into account for the purpose of applying Article 7(1)(e)(ii) of Regulation No 207/2009.
Furthermore, with regard to the applicant’s argument that the Board of Appeal improperly applied the judgment of 14 September 2010, <i>Lego Juris </i>v <i>OHIM</i> (C‑48/09 P, EU:C:2010:516), on the ground that that judgment concerned only a purely three-dimensional mark, this argument must also be rejected, given that the essential characteristics of the mark at issue are also three-dimensional in nature. Moreover, it must be noted that the applicant’s argument is based on a flawed premiss, given that the mark in respect of which registration was sought in the case leading to the judgment of 14 September 2010, <i>Lego Juris </i>v <i>OHIM </i>(C‑48/09 P, EU:C:2010:516), was not purely three-dimensional, as the red colour of the Lego brick was also one of the elements covered by the application for registration of that mark.
Accordingly, the first head of claim must be rejected.
According to the applicant, the Board of Appeal also erred in its assessment when it found that the lateral fin and the slots on the closed hood of the lighter were essential characteristics performing a technical function, and when it refused to evaluate the functional role of the word element ‘clipper’. In support of its argument, the applicant submits that there are no ‘closely similar’ lighters on the market, but only lighters which share one or more features with the shape protected by the mark at issue, by reason, in particular, of those three essential characteristics, namely the slots, the fin and the word element ‘clipper’. In that regard, the applicant criticises the Board of Appeal for having taken Spanish utility models into account. The fact that the applicant has been the proprietor of the mark at issue since 2006, without a monopoly having been ‘factually’ created on a technical solution or functional characteristics, proves, in the applicant’s view, as shown by the expert opinion drawn up in 2007 which the applicant annexed to its application, that the mark at issue is not composed solely of functional elements necessary to obtain the technical result.
EUIPO, supported by the intervener, responds that the slots and fin of the lighter are of a purely technical nature, as is shown in particular by the reproductions of the two Spanish utility models No U0170551 and No U0175088, and a video clip submitted by the applicant itself.
First, with regard to the fact that the word element ‘clipper’ was not taken into account, the Board of Appeal acted correctly in law in not analysing the functions of such an element, given that it was not one of the essential characteristics of the mark at issue, as has been established in paragraphs 34 to 42 of the present judgment.
Next, with regard to the functions of the essential characteristics identified by the Board of Appeal, including the lateral fin and the slots on the closed hood of the lighter, it is appropriate to examine whether all of those characteristics perform a function in regard to the product at issue.
In that connection, it should be noted that, as the Board of Appeal indicated in paragraph 29 of the contested decision, the existence of a Spanish utility model is almost irrefutable evidence that the characteristics which it discloses or claims are functional (see, by analogy for a patent, judgment of 19 September 2012, <i>Knife handle</i>, T‑164/11, not published, EU:T:2012:443, paragraph 31).
In the present case, during the assessment of the essential elements of the sign at issue, the Board of Appeal based its reasoning, first, on the applicant’s Spanish utility models and, in particular, on models No U0170551 and No U0175088, invoked by the intervener. Those two models display characteristics that are highly similar to those of the mark at issue, in particular with regard to the cylindrical shape, the lateral fin and the position of the ignition system of the lighter. Second, the Board of Appeal took into account the content of a video clip submitted by the applicant that presents the functional and security aspects of the lighter concerned, including its internal parts, and the constructional elements of the lever. By proceeding in this way, the Board of Appeal found that all of the essential characteristics of the sign at issue performed a technical function with regard to the product in question and were necessary to obtain the technical result, namely generating a flame.
–supporting and holding the lower wing of a soft blade which pushes permanently the lever that controls the gas valve — lifting it to a closure point;
–protecting the operating lever of the gas valve, or keeping the same dimension and space, and limiting its movements during the gas-opening phase; at the same time, it prevents the deterioration of the device during transportation, protecting, for example, against accidental discharge and use, and also giving to the lighter an external shape which improves its appearance and configuration;
–improving and facilitating the handling of the lighter;
–strengthening the wall in which the cylindrical body is inserted;
–allowing the insertion in the lighter of further details or small complementary devices, such as magnetic elements.